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Theoretical computer science · Result 135

Homogeneous depth-five lower bounds for iterated matrix multiplication

1 paperLean

Over every characteristic-zero field, the \((1,1)\) entry of a product of n independent \(n\times n\) variable matrices requires \(n^{\Theta(\sqrt n)}\) gates in homogeneous depth-five sum–product circuits. This sharp bound allows shared gates and bottom linear forms involving all variables.

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▶Introduction: the problem and why it mattersin preparation
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Papers 1

First page of Homogeneous depth-five lower bounds for iterated matrix multiplication

Homogeneous depth-five lower bounds for iterated matrix multiplication

OpenAI · September 25, 2026

Let \(\mathop{\mathrm{IMM}}\nolimits _{n,n}\) be the \((1,1)\) entry of a product of n independent \(n\times n\) matrices of variables. Over every field of characteristic zero, every syntactically homogeneous \(\Sigma\Pi\Sigma\Pi\Sigma\) circuit computing \(\mathop{\mathrm{IMM}}\nolimits _{n,n}\) has at least \(n^{\sqrt n/400}\) gates for all sufficiently large n, with an absolute threshold independent of the field. Bottom linear forms may have arbitrary support, and arbitrary finite fan-in, fan-out, and gate sharing are allowed. Over every field, a block expansion gives such circuits with at most \(n^{\sqrt n+4}\) gates for n ≥ 2. Thus the gate complexity over characteristic-zero fields is \(n^{\Theta(\sqrt n)}\).

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@misc{OAI:Homogeneous-depth-five-lower-bounds-for-iterated-matrix-multiplication-September-25-2026,
  author = {{OpenAI}},
  title = {{Homogeneous depth-five lower bounds for iterated matrix multiplication}},
  howpublished = {OpenAI Math Release preprint
                  \href{https://github.com/openai/math/blob/main/preprints/Homogeneous-depth-five-lower-bounds-for-iterated-matrix-multiplication-September-25-2026/Homogeneous-depth-five-lower-bounds-for-iterated-matrix-multiplication-September-25-2026.pdf}{OAI:Homogeneous-depth-five-lower-bounds-for-iterated-matrix-multiplication-September-25-2026}},
  year = {2026}
}

What was formalized in Lean

The following describes the scope of the Lean formalization related to the following accompanying paper(s):

Scope

Let \(\mathrm{IMM}_{n,n}\) be the \((1,1)\) entry of the product of \(n\) independent \(n\times n\) variable matrices. The formalization proves that, over every characteristic-zero field, syntactically homogeneous depth-five \(\Sigma\Pi\Sigma\Pi\Sigma\) circuits computing this polynomial require at least \(n^{\sqrt n/400}\) gates for all sufficiently large \(n\), with a threshold independent of the field. Arbitrary bottom support, finite fan-in and fan-out, and sharing are allowed.

It also gives, over every field and for \(n\ge2\), circuits with at most \(n^{\sqrt n+4}\) gates. These are the lower and upper bounds selected from the paper.

Comparator links

ResultComparator statement
Homogeneous depth-five bounds for iterated matrix multiplicationDepthFive.lean

Scope note on GitHub →